John Powell, Managing Director and owner of Powell Commercial, made the decision to join Broker Network in 2018. Now, more than a year on, John discusses how he has found being part of the UK’s largest broking Network. Smooth transition We feel that the move to Broker Network went very smoothly. We have settled in […]
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Mike Ellis, Managing Director of BNU, explains why Mid Net Worth represents a big opportunity for Broker Network Members. Within the household market, most customers buy standard products directly from the insurer or broker. High Net Worth individuals, though, have had access to bespoke products for many years. The market long ago developed propositions based […]
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Firms must be satisfied that these staff are fit and proper prior to FCA approval (where applicable). Once approved and in their post, the firm must complete Fit and Proper assessments on an on-going basis, at least annually.
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We’re looking one of things that you need to bear in mind for SM&CR, and that is Senior Management Functions.
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On 9th December, the new Senior Managers and Certification Regime (SM&CR) will be extended to include solo regulated firms, this includes Insurance Intermediaries. But what does this mean for brokers? Do you have staff who fall under the regime? The SM&CR regime applies to individuals whose job the FCA regards as having the potential to […]
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Black Friday it isn’t just for the big corporations, it can also provide profitable opportunities for SME businesses. If you’re a broker, these are the questions you may want to ask your clients ahead of Black Friday, or if you’re a SME business owner, you might want to consider the following tips.
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With the Senior Managers and Certification Regime (SM&CR) coming into force in a month's time, our Head of Member Risk and Compliance Management, Donna Walker, looks at three things you should be considering ahead of December 9th.
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